Fima
  Home FIMA eTrade Inst. investors  About Us Services Support Contacts  
Services

Agency and underwritting

Agency and underwritting are the next two activities involving securities.

Agency contains technical support for the issuer, i.e. handling the necessary documentation, communication with the appropriate competent institutions (HANFA and SDA), and allocation of entered shares and payout of cash assets to the issuer.

FIMA Securities has so far been successful agents for three issuers: ZIF FIMA Proprius, ZIF Jadran kapital and ZIF Učka Marijan. We also executed a successful recapitalization of ZIF Breza.

Underwriting is a much more complex and higher-risk activity than agency. This service is most often offered by the largest banks and investment institutions because the patron himself insures the success of the issue using his own capital and takes over all the risks tied to new issues.